Broker dealer


 

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Broker dealer

Any person, other than a bank, engaged in the business of buying or selling securities on its own behalf or for others. See: Dealer.



Broker dealer

Similar Matches

Financial Intermediaries Managers and Brokers Regulatory Association

Financial Intermediaries Managers and Brokers Regulatory Association

The self regulating organisation originally responsible for governing financial advisers. Became part of the PIA in 1994.


Broker, Real Estate

Broker, Real Estate

One who is licensed by the state to carry on the business of dealing in real estate. A broker may receive a commission for his or her part in bringing together a buyer and seller, landlord and tenant, or parties to an exchange.


Mortgage broker

Mortgage broker

A person or company engaged in the arrangement of mortgages for buyers. The broker is usually paid a commission by the lender.


Execution only broker

Execution only broker

A broker who buys and sells shares on the instructions of clients but who offers no advice about what to buy and sell.Self-directed investors who want to make their own decisions are most suited to this service, and will probably be attracted by the lower dealing costs. Investors who want advice will need to use the services of an advisory of discretionary broker.The website of The Association of Private Client Investment Managers and Stockbrokers- http://www.apcims.co.uk - provides a list of brokers and the services which they offer.


Board broker

Board broker

Employee of the Chicago Board Options Exchange who manages away from the market orders, which cannot be executed immediately.


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stockbroker
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insurance broker
Stockbroker
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Share broker
Foreign exchange broker
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Customs Broker
advisory broker
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