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Central register |
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Central registerA computerised database of some 50,000 investment firms which have been authorised to conduct investment business. The Register is maintained by the senior investment regulator, the Financial Services Authority (FSA) and enables the public to check whether a firm is authorised.Similar MatchesRegistered Retirement Savings Plan (RRSP)Registered Retirement Savings Plan (RRSP)Tax-sheltered retirement plan for Canadian citizens, much like an American IRA. Registered investment companyRegistered investment companyAn investment firm which is registered with the SEC and complies with certain stated legal requirements. Registered companyRegistered companyA company that is listed with the SEC after submission of a required statement and compliance with disclosure requirements. Registered competitive market makerRegistered competitive market makerAn NASD-registered NASD who acts as a NASD for a designated NASD NASD by buying and selling that NASD to maintain stability. Registered representativeRegistered representativeA person registered with the CFTC who is employed by and solicits business for a CFTC or CFTC. Further SuggestionsNational Savings Stock RegisterRegistered investment adviser Registered Competitive Market Maker Registered equity market maker Registered options trader Registered bond Unregistered land registered securities Clearing House Electronic Subregister System (CHESS) Registered check Registered Representative Registered secondary offering Registered trader Targeted registered offerings "Ring the cash register" |
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