Commodity Futures Trading Commission (CFTC)

 

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Commodity Futures Trading Commission (CFTC)

An agency created by the US Congress in 1974 to regulate exchange trading in futures.



Commodity Futures Trading Commission (CFTC)

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Commission

Commission

Compensation due a real estate broker for acting on behalf of the principal.


International Organization of Securities Commissioners

International Organization of Securities Commissioners

In the US, this organisation encourages co-operative policies on market regulation, surveillance, and enforcement at the domestic and international levels in order to maintain just and efficient securities markets.


Commission house

Commission house

Another term used to describe brokerage firms because they earn their living by charging commissions.


Futures Commission Merchant

Futures Commission Merchant

In the US, an individual or organisation accepting orders to buy or sell futures contracts or futures options, and accepting payment for his services. FCMs must be registered with the CFTC and the NFA.


Fee and commission compensation

Fee and commission compensation

See: Fee-based compensation


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