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Commodity Futures Trading Commission (CFTC) |
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Commodity Futures Trading Commission (CFTC)An agency created by the US Congress in 1974 to regulate exchange trading in futures.Commodity Futures Trading Commission (CFTC) Similar MatchesCommission houseCommission houseAnother term used to describe brokerage firms because they earn their living by charging commissions. Commission houseCommission houseA firm that buys and sells futures contracts for customer accounts. Related: futures commission merchant, omnibus account. Securities and Exchange CommissionSecurities and Exchange CommissionThe US federal agency empowered to regulate US financial markets in order to protect investors. All quoted American companies have to comply with SEC rules and regulations, including the filing of quarterly results statements. Securities & Exchange Commission (SEC)Securities & Exchange Commission (SEC)A federal agency that regulates the US financial markets. The SEC also oversees the securities industry and promotes full disclosure in order to protect the investing public against malpractice in the securities markets. Fee and commission compensationFee and commission compensationSee: Fee-based compensation Further SuggestionscommissionSecurities and Exchange Commission Rules Split commission Commodity Futures Trading Commission Underwriting Commission Commission International Organization of Securities Commissioners Futures Commission Merchant Commission Federal Maritime Commission (FMC) Futures commission merchant (FCM) indemnity commission Commission broker |
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