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Commodity Futures Trading Commission (CFTC) |
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Commodity Futures Trading Commission (CFTC)An agency created by the US Congress in 1974 to regulate exchange trading in futures.Commodity Futures Trading Commission (CFTC) Similar MatchesUnderwriting CommissionUnderwriting CommissionThe fee investment bankers charge for underwriting a security issue. Fee and commission compensationFee and commission compensationSee: Fee-based compensation Securities and Exchange CommissionSecurities and Exchange CommissionThe US federal agency empowered to regulate US financial markets in order to protect investors. All quoted American companies have to comply with SEC rules and regulations, including the filing of quarterly results statements. Commission brokerCommission brokerA broker on the floor of an exchange who acts as agent for a particular brokerage house and buys and sells stocks for the brokerage house on a commission basis. CommissionCommissionCompensation due a real estate broker for acting on behalf of the principal. Further SuggestionscommissionSecurities and Exchange Commission Rules Commission indemnity commission commission house Split commission Securities & Exchange Commission (SEC) Federal Maritime Commission (FMC) International Organization of Securities Commissioners Commission house Futures Commission Merchant Futures commission merchant (FCM) Commodity Futures Trading Commission |
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