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Commodity Futures Trading Commission |
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Commodity Futures Trading CommissionCreated by the US Congress in 1974 to regulate exchange trading in futures. URL: http://www.cftc.govSimilar MatchesSecurities & Exchange Commission (SEC)Securities & Exchange Commission (SEC)A federal agency that regulates the US financial markets. The SEC also oversees the securities industry and promotes full disclosure in order to protect the investing public against malpractice in the securities markets. Split commissionSplit commissionA commission shared between a broker and a financial adviser or other professional who brought the customer to the broker. CommissionCommissionA percentage of the sale price which the selling party receives. This can be an estate agent in relation to a property, a broker selling you a mortgage or other products and even a dorr to door salesman selling you a nice new set of double glazing. Underwriting CommissionUnderwriting CommissionThe fee investment bankers charge for underwriting a security issue. International Organization of Securities CommissionersInternational Organization of Securities CommissionersIn the US, this organisation encourages co-operative policies on market regulation, surveillance, and enforcement at the domestic and international levels in order to maintain just and efficient securities markets. Further SuggestionsCommissioncommission Commodity Futures Trading Commission (CFTC) Federal Maritime Commission (FMC) Securities and Exchange Commission Rules Futures commission merchant (FCM) Commission house indemnity commission Commission broker Securities and Exchange Commission Futures Commission Merchant Fee and commission compensation commission house |
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