Commodity Futures Trading Commission

 

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Commodity Futures Trading Commission

Created by the US Congress in 1974 to regulate exchange trading in futures. URL: http://www.cftc.gov



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International Organization of Securities Commissioners

International Organization of Securities Commissioners

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A broker on the floor of an exchange who acts as agent for a particular brokerage house and buys and sells stocks for the brokerage house on a commission basis.


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Where a life company pays commission to an agent, the company does so on the proviso it will be entitled to take back some or all of the commission if the policy is cancelled within a given period. Also known as 'clawback'.


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