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Exempt securities |
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Exempt securitiesInstruments exempt from the registration requirements of the Securities Act of 1933 or the margin requirements of the SEC Act of 1934. Such securities include government bonds, agencies, munis, commercial paper, and private placements.Exempt securities Similar MatchesFixed income securitiesFixed income securitiesSecurities which pay a fixed rate of interest. Government bonds (gilts) are the best known example. Compared to shares, fixed income securities have the attraction of certainty - you know what income you will get in advance - and they are less risky than shares. But the upside is not as good, and you will never get the really high returns with a bond that you might get with a share that does well. Japanese Association of Securities Dealers Automated Quotation System (Jasdaq)Japanese Association of Securities Dealers Automated Quotation System (Jasdaq)Japanese equivalent of Nasdaq. Inflation indexed securitiesInflation indexed securitiesSecurities such as bonds or notes that guarantee a return higher than the rate of inflation if the security is held to maturity. Restricted SecuritiesRestricted SecuritiesThe term used under Rule 144 for securities issued privately by the company, without the benefit of a registration statement. Restricted securities are subject to a holding period before they can be sold under Rule 144. Committee on Uniform Securities Identification Procedures (CUSIP)Committee on Uniform Securities Identification Procedures (CUSIP)Committee that assigns identifying numbers and codes for all securities. These "CUSIP" numbers and symbols are used when recording all buy or sell orders. Further SuggestionsManufactured housing securities (MHS)defensive securities US Treasury securities Uniform securities agent state law examination Distressed securities Securities Act of 1933 Commercial Mortgage Backed Securities unlisted securities market agency securities Public Securities Administration (PSA) Stripped mortgage backed securities (SMBS) Government securities Mortgage Backed Securities Clearing Corporation (MBSCC) National Securities Clearing Corporation National Association of Securities Dealers Automatic Quotation System (Nasdaq) Fixed income securities Original Issue Discount securities (OIDS) Pass through securities Agency securities Securities and Futures Authority Undigested securities European Association of Securities Dealers Automated Quotation Securities Masterfile Insider Trading & Securities Fraud Enforcement Act of 1988 (ITSFEA) Principal Exchange Rated Linked Securities (PERLS) |
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