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Exempt securities |
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Exempt securitiesInstruments exempt from the registration requirements of the Securities Act of 1933 or the margin requirements of the SEC Act of 1934. Such securities include government bonds, agencies, munis, commercial paper, and private placements.Exempt securities Similar MatchesSecurities and commodities exchangesSecurities and commodities exchangesExchanges on which securities, options, and futures contracts are traded by members for their own accounts and for the accounts of customers. Undertakings for Collective Investment in Tradable SecuritiesUndertakings for Collective Investment in Tradable SecuritiesUCITs are collective funds which can be sold across national borders within the EU in accordance with the 'Undertakings for Collective Investment in Tradable Securities' Directive. For UK investors, one of their significance attributes is they can be sheltered from tax within the Stocks and Shares component of an ISA. Original Issue Discount securities (OIDS)Original Issue Discount securities (OIDS)Bonds on which the coupon rate is set considerably below the yield to maturity at the time of issuance so that the bonds are issued at a discount from a par value. National Association of Securities DealersNational Association of Securities DealersThe association which owns and operates NASDAQ. European Association of Securities Dealers Automated Quotation (EASDAQ)European Association of Securities Dealers Automated Quotation (EASDAQ)European equivalent of Nasdaq. Further SuggestionsUniform securities agent state law examinationDiscount securities unlisted securities market Securities Industry Automation Corporation National Association of Securities Dealers Automatic Quotation System (Nasdaq) Federal agency securities Securities and Investments Board London Securities and Derivatives Exchange Universe of securities European Association of Securities Dealers Automated Quotation Agency securities Fixed income securities agency securities Securities and Exchange Commission Securities Masterfile International Organization of Securities Commissioners Securities Investor Protection Corporation Securities Manufactured housing securities (MHS) fixed income securities Securities and Exchange Commission Rules Treasury securities (treasuries) Gilt edged securities Japanese Association of Securities Dealers Automated Quotation System (Jasdaq) Government securities |
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