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Registered securities |
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Registered securitiesShares and bonds etc where holders have their names kept in a register maintained by the issuing company.Similar MatchesRegistered secondary offeringRegistered secondary offeringA reoffering of a large block of securities, previously publicly issued, by the holder of a large portion of some corporation through an investment firm. Registered RepresentativeRegistered RepresentativeAlso known as account executive, customers' broker, or similar title. Describes full-time New York Stock Exchange member organisation sales people who have met the NYSE background and industry knowledge requirements. Registered equity market makerRegistered equity market makerMember firm of the American Stock Exchange registered as a trader to make stabilizing trades for its own account in particular securities. Registered traderRegistered traderA member of the exchange who executes frequent trades for his or her own account. Registered Competitive Market MakerRegistered Competitive Market MakerIdentifies New York Stock Exchange (NYSE) floor members with a specific NYSE-imposed obligation to enhance the quality of NYSE markets by injecting their own or their firms' capital into difficult market-making situations. At the request of an Exchange official, an RCMM must make a bid or offer that narrows an existing quote spread or improves its depth. An RCMM may also be asked to assist a commission broker or floor broker in executing a customer's otherwise unexecutable order. Further SuggestionsRegistered investment adviserRegistered options trader Registered competitive market maker Registered check Unregistered land Registered investment company Registered company Targeted registered offerings Registered Retirement Savings Plan (RRSP) Registered bond Registered representative |
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