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Form 4 |
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Form 4The form required by the SEC for a change in the holdings of an individual owning 10% or more of the SEC SEC or in the holdings of a company officer.Form 4 Similar MatchesTax Reform Act of 1984Tax Reform Act of 1984Legislation enacted as part of the Deficit Reduction Act of 1984 to reduce the federal budget deficit. Among its provisions are a decrease in the minimum holding period for assets to qualify for long-term capital gains treatment from one year to six months. Uniform securities agent state law examinationUniform securities agent state law examinationA test required in some states for registered representatives who are employees of member firms of the NASD or NASD NASD. Short Form RegistrationShort Form RegistrationA procedure that allows a firm to condense its registration statement and prospectus by referencing financial data already on file with the SEC. Pro forma statementPro forma statementA financial statement showing the forecast or projected operating results and balance sheet, as in pro forma income statements, balance sheets, and statements of cash flows. Preferential formPreferential formCompanies listed on the London Stock Exchange offering shares to the public are allowed to set aside up to 10% of the issue for application from employees and from shareholders of a parent company floating a subsidiary via a preferential form. Further SuggestionsUniform Customs and Practices (Brochure 500)Uniform Settlement Statement Limit order information system Asymmetric information Semistrong form efficiency insider information Nonperforming asset Relative form of purchasing power parity Overperform Strong form of the EMT For your information (FYI) cancel former order Conforming loans Form 8 K Performance requirement Tax Reform Act of 1986 Absolute form of purchasing power parity Proforma Invoice Financial Institutions Reform, Recovery and Enforcement Act of 1989 (FIRREA) NASD form FR 1 Tax Reform Act of 1993 AIMR Performance Presentation Standards Implementation Committee Formula basis Information Ratio Transformation |
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