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Investment Advisers Act |
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Investment Advisers ActLegislation passed in 1940 requiring financial advisers to register with the Securities and Exchange Commission. The measure was enacted to protect the public from fraud or misrepresentation by Securities and Exchange Commission advisers.Investment Advisers Act Similar MatchesReinvestment rateReinvestment rateThe rate at which an investor assumes interest payments made on a debt security can be reinvested over the life of that security. Alternative investmentAlternative investmentInvestment in items other than stocks, bonds or other securities. Wine, art, antiques are examples. Association of Private Client Investment Managers and StockbrokersAssociation of Private Client Investment Managers and StockbrokersAn association formed in 1990 to represent the interests of stockbroking and investment management firms which specialise in the provision of services for private investors (Also known as private clients). Member stockbrokers are members of the London Stock Exchange and regulated by the Financial Services Authority (FSA). Investment management firms are also regulated by the FSA.http://www.apcims.co.uk. Legal investmentsLegal investmentsInvestments that a regulated entity is permitted to make under the rules and regulations that govern its conduct. Registered investment companyRegistered investment companyAn investment firm which is registered with the SEC and complies with certain stated legal requirements. Further SuggestionsFinite Life Real Estate Investment Trust (FREIT)Investment Company Institute (ICI) Association of Investment Trust Companies investment company real estate investment trust Trade-related investment measure Direct investment Guaranteed investment contract (GIC) Target investment mix Foreign investment argument for protection Statutory investment Investment Monthly investment plan investment business local authority investment Investment Company Act of 1940 Direct Foreign Investment Association of Unit Trusts and Investment Funds Foreign investment risk matrix (FIRM) Investment Company with Variable Capital Leveraged investment company Portfolio investment Enterprise Investment Scheme Municipal Investment Trust (MIT) Systematic investment plan |
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