Investment Advisers Act


 

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Investment Advisers Act

Legislation passed in 1940 requiring financial advisers to register with the Securities and Exchange Commission. The measure was enacted to protect the public from fraud or misrepresentation by Securities and Exchange Commission advisers.



Investment Advisers Act

Similar Matches

Reinvestment rate

Reinvestment rate

The rate at which an investor assumes interest payments made on a debt security can be reinvested over the life of that security.


Alternative investment

Alternative investment

Investment in items other than stocks, bonds or other securities. Wine, art, antiques are examples.


Association of Private Client Investment Managers and Stockbrokers

Association of Private Client Investment Managers and Stockbrokers

An association formed in 1990 to represent the interests of stockbroking and investment management firms which specialise in the provision of services for private investors (Also known as private clients). Member stockbrokers are members of the London Stock Exchange and regulated by the Financial Services Authority (FSA). Investment management firms are also regulated by the FSA.http://www.apcims.co.uk.


Legal investments

Legal investments

Investments that a regulated entity is permitted to make under the rules and regulations that govern its conduct.


Registered investment company

Registered investment company

An investment firm which is registered with the SEC and complies with certain stated legal requirements.


Further Suggestions

Finite Life Real Estate Investment Trust (FREIT)
Investment Company Institute (ICI)
Association of Investment Trust Companies
investment company
real estate investment trust
Trade-related investment measure
Direct investment
Guaranteed investment contract (GIC)
Target investment mix
Foreign investment argument for protection
Statutory investment
Investment
Monthly investment plan
investment business
local authority investment
Investment Company Act of 1940
Direct Foreign Investment
Association of Unit Trusts and Investment Funds
Foreign investment risk matrix (FIRM)
Investment Company with Variable Capital
Leveraged investment company
Portfolio investment
Enterprise Investment Scheme
Municipal Investment Trust (MIT)
Systematic investment plan


 
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