Investment Advisers Act


 

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Investment Advisers Act

Legislation passed in 1940 requiring financial advisers to register with the Securities and Exchange Commission. The measure was enacted to protect the public from fraud or misrepresentation by Securities and Exchange Commission advisers.



Investment Advisers Act

Similar Matches

Foreign investment risk matrix (FIRM)

Foreign investment risk matrix (FIRM)

Graph that displays financial and political risk by intervals on which countries may be compared according to risk ratings.


Real estate investment trust

Real estate investment trust

In the US, a publicly traded investment trust which invests the capital of its shareholders in real estates.Some REITs, called 'Equity Reits', take equity positions in real estate, receiving income from rents and capital growth from selling buildings.Others specialise in lending money to property developers, their income coming from interest payments on those loans.Hybrid REITS do a mixture of equity investing and property lending.REITs enjoy special tax advantages provided 75% or more of their income comes from property and 95% or more of their net earnings is distributed to shareholders annually.


Mutually exclusive investment decisions

Mutually exclusive investment decisions

Investment decisions in which the acceptance of a project precludes the acceptance of one or more alternative projects.


Target investment mix

Target investment mix

The percentage mix of stocks, bonds, and short-term reserves that an investor considers appropriate based on his/her personal objectives, time horizon, risk tolerance, and financial resources.


Dividend reinvestment plan

Dividend reinvestment plan

A plan which allows private investors to reinvest cash dividends from their investments cheaply and easily back into the market, and so obtain the benefits of compounding.The Plan is managed by an administrator appointed by the company. On the dividend date, shareholders who join the plan are still paid the cash dividend, but the administrator then uses the cash to buy shares in the company on behalf of the shareholder. Any cash left over is sent to the shareholder in the normal way. Dealing commission on such purchases is usually 1%. Note that the Plan Administrator does not have to make the plan available for any and every dividend that the company pays. If it is not made available, shareholders will receive the cash dividend.


Further Suggestions

Tradepoint Investment Exchange
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Investment letter
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Normal investment practice
Community Reinvestment Act (CRA)
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split capital investment trust
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protected investment products
Passive investment strategy
return on investment
Alternative Investment Market
Investment history
Reinvestment risk
Investment opportunity set
Reinvestment effect
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Reinvestment
investment income
Unamortized premiums on investments


 
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