Investment Advisers Act

 

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Investment Advisers Act

Legislation passed in 1940 requiring financial advisers to register with the Securities and Exchange Commission. The measure was enacted to protect the public from fraud or misrepresentation by Securities and Exchange Commission advisers.



Investment Advisers Act

Similar Matches

Mutually exclusive investment decisions

Mutually exclusive investment decisions

Investment decisions in which the acceptance of a project precludes the acceptance of one or more alternative projects.


Short term investment services

Short term investment services

Services that assist firms in making short-term investments.


Systematic investment plan

Systematic investment plan

An approach involving regular investments in order to take advantage of dollar-cost averaging.


Municipal Investment Trust (MIT)

Municipal Investment Trust (MIT)

A unit investment trust that buys municipal bonds and usually holds them until maturity, passing the bond income on to shareholders, usually tax-free.


Foreign direct investment (FDI)

Foreign direct investment (FDI)

The acquisition abroad of physical assets such as plant and equipment, with operating control residing in the parent corporation.


Further Suggestions

Investment Valuation Model (IVM)
Investment Management Regulatory Organisation
Multilateral Investment Guarantee Agency (MIGA)
Ethical Investment Research Service
Passive investment strategy
Investment management
Undertakings for Collective Investment in Tradable Securities
investment income
Value Line investment survey
Personal Investment Authority
Investment club
Expected return on investment
Investment certificate
Green field investment
Investment Company Institute (ICI)
Statutory investment
Association of Investment Trust Companies
Association of Unit Trusts and Investment Funds
Temporary investment
Income investment company
Foreign Direct Investment
Registered investment adviser
Alternative investments
Community Reinvestment Act (CRA)
investment


 
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