Investment Advisers Act


 

Home
Site Map
Add Term
Search
About Us
Contributors

Investment Advisers Act

Legislation passed in 1940 requiring financial advisers to register with the Securities and Exchange Commission. The measure was enacted to protect the public from fraud or misrepresentation by Securities and Exchange Commission advisers.



Investment Advisers Act

Similar Matches

Return on investment

Return on investment

The overall profit (or loss) on an investment expressed as a percentage of the total invested. For example: A person invests £5,000 in the shares of a company and some time later has received £100 in dividends with the value of the shares now £5,200. The return on investment is: (£100 + £5,200 - £5,000) /£5,000] x 100 = 6%


Bank Investment Contract (BIC)

Bank Investment Contract (BIC)

Interest guaranteed by the bank in a Interest over a specific time frame with a specific Interest.


Tradepoint Investment Exchange

Tradepoint Investment Exchange

A London-based stock exchange which opened on 21st September 1995 and which currently deals in 900 of the most actively traded UK equities.Tradepoint is an electronic order driven market accessible via a standard IBM PC where brokers, market makers and investing institutions participate on an anonymous basis and enter buy or sell orders. For the most liquid stocks, trades are completed the moment a corresponding buy or sell order is entered by another participant. Less liquid stocks are traded by way of computer matching following the accumulation of orders after periods of time.Trades are guaranteed by the London Clearing House (LCH) and settlement is via Crest. Tradepoint is a Recognised Investment Exchange (RIE) and is regulated by the Financial Services Authority (FSA).


Reinvestment effect

Reinvestment effect

The impact of a change in interest rates on the reinvestment rate.


Enterprise Investment Scheme

Enterprise Investment Scheme

The Enterprise Investment Scheme is a UK tax incentive scheme designed to encourage investors to invest in unquoted companies. The benefits are:Income tax relief at 20%: so if you invest £10,000, the taxman gives you £2,000 back.CGT relief: provided you hold your investment for five years, any gains subsequently made are free of capital gains tax.Tax relief on losses: if your EIS investment is a disaster, you can set the losses off against gains made in the tax year in which you incur losses.Rollover relief: if you use the proceeds from selling shares in Company A to invest in Company B, and Company B is an EIS-qualifying company, you won't have to pay tax on the gains made from Company A until you subsequently dispose of Company B's shares. i.e. your gain is rolled over.The maximum amount you can invest in an EIS is £150,000 annually. Similar tax breaks are available from investments in Venture Capital Trusts (VCTs). Essentially, these are investment trusts that invest in small unquoted companies. As with EIS investments, there are lots of rules which, if broken, will invalidate the tax advantages.The risks associated with EIS companies are high and you should take professional advice before committing funds to them.


Further Suggestions

Statutory investment
Investment Risk
real estate investment trust
Investment philosophy
Association of Private Client Investment Managers and Stockbrokers
Investment advisory service
Finite Life Real Estate Investment Trust (FREIT)
Overinvestment
Expected return on investment
Income investment company
Capital investment
Direct investment
Investment manager
Value Line investment survey
Passive investment management
Brown field investment
Return on investment (ROI)
Green field investment
Real Estate Mortgage Investment Conduit (REMIC)
Alternative Investment Market
dividend reinvestment plan
Investment product line (IPL)
alternative investment
Investment climate
open ended investment company


 
All rights Reserved. Do not copy without permission.