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Know your client |
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Know your clientThe ethical principle relating to broker dealers and financial advisers that all reasonable steps have been taken to gather sufficient relevant financial and personal information regarding the customer and that subsequent investment recommendations will take full account of that information.Similar MatchesFinancial leverage clienteleFinancial leverage clienteleA group of investors who have a preference for investing in firms that adhere to a particular financial leverage policy. Email clientEmail clientA software program that allows users to send, receive, and read email messages. Client agreementClient agreementA document issued by an adviser/broker to a client outlining the basis of the relationship and the services for which the adviser/broker is authorised. In particular the client agreement will sate:what the client's investment objectives are (income or growth, or in between)what the client's attitude to risk is (does he/she want low risk, medium risk, or high risk)how much discretion the broker has in portfolio management (if any).Client agreements are legally required before a broker starts acting on behalf of a client. (Web) Client(Web) ClientThe client refers to the user end of the web. Thus the web browser (Internet Explorer or Netscape) serves as a client. This is in contrast to the server, which hosts the web information. Client-server architectureClient-server architectureA network of computers connected by hardware and software in which each computer on the network is designated as either a client or a server. The "client" computers request information from, and utilize the resources of, the "server" computers. Further SuggestionsTax clienteleClient-side Leverage clientele Association of Private Client Investment Managers and Stockbrokers Dividend clientele Client Clientele effect |
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