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Lead regulator |
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Lead regulatorA leading self-regulatory organization that over sees compliance with a particular section of the law, such as the NYSE, NYSE, or NYSE.Lead regulator Similar MatchesRegulatory surplusRegulatory surplusThe surplus as measured using regulatory accounting principles (RAP), which may allow the nonmarket valuation of assets or liabilities and which may be materially different from economic surplus. Regulatory PyramidRegulatory PyramidA network of safeguards that surrounds the US securities industry - from individual brokerages all the way up to the US Congress. Occupational Pensions Regulatory AuthorityOccupational Pensions Regulatory AuthorityThe Authority set up under the Pensions Act 1995 to make occupational pensions more secure. Regulatory accounting procedures (RAP)Regulatory accounting procedures (RAP)Accounting principles required by the FHLB that allow S&Ls to elect annually to defer gains and losses on the sale of assets and amortize these deferrals over the average life of the asset sold. Self regulatory organization (SRO)Self regulatory organization (SRO)Organizations that enforce fair, ethical, and efficient practices in the securities and commodity futures industries, including all national securities and commodities exchanges and the NASD. Further SuggestionsRegulatory pricing riskInvestment Management Regulatory Organisation Financial Intermediaries Managers and Brokers Regulatory Association Regulatory News Service Self Regulatory Organisation |
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