No action letter


 

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No action letter

A letter from the Securities and Exchange Commission agreeing that the Securities and Exchange Commission will take no civil or criminal action against a party, regarding a specific activity.



No action letter

Similar Matches

Opening transaction

Opening transaction

Applies to derivative products. (1)Buy or sell transaction that creates a position out of a flat one (writing an option short or buying an option long). Antithesis of closing transaction. (2) First transaction of the day in a stock.


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Interfund transactions

Financial arrangements effected by payments made from one fund group (either Federal funds or trust funds) to another group.


Transaction Insured Trade Acceptance Locator (TITAL)

Transaction Insured Trade Acceptance Locator (TITAL)

A trade acceptance through an insurance entity (rather than a bank) which is conditional upon exporter performance.


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A legal complaint filed by a lawyer or group of lawyers for a group of petitioners with an identical grievance, often with an award proportionate to the number of shareholders involved.


Fractional Brownian Motion

Fractional Brownian Motion

A biased random walk. Unlike standard Brownian motion, the odds are biased in one direction or the other. It is like playing with loaded dice.


Further Suggestions

Transaction
Closing transaction
Intermediate transaction
Trust fund transaction
Structured arbitrage transaction
COD transaction
Transaction value
Accomodating transaction
Net sales transaction
Fractional share
Forward exchange transaction
Intrabudgetary transactions
Actionable subsidy
Net transaction
Economic contraction
Reorg (or Corporate Action or Reorganization)
Intercompany transaction
Reaction function
Transaction account
Reaction curve
Transaction loan
Transactions costs
Riskless transaction
Spot transaction
Transaction Risk


 
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