No action letter


 

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No action letter

A letter from the Securities and Exchange Commission agreeing that the Securities and Exchange Commission will take no civil or criminal action against a party, regarding a specific activity.



No action letter

Similar Matches

Official reserve transactions

Official reserve transactions

Transactions by a central bank that cause changes in its official reserves. These are usually purchases or sales of its own currency in the exchange market in exchange for foreign currencies or other foreign-currency-denominated assets. In the balance of payments a purchase of its own currency is a credit (+) and a sale is a debit (-).


Class action

Class action

A legal complaint filed by a lawyer or group of lawyers for a group of petitioners with an identical grievance, often with an award proportionate to the number of shareholders involved.


Net sales transaction

Net sales transaction

Refers to over-the-counter trading. over-the-counter deal in which the quoted prices include over-the-counter (i.e., over-the-counter); looked at another way, the buyer and seller do not pay fees or over-the-counter in addition to the print or over-the-counter prices.


Taxable transaction

Taxable transaction

Any transaction that is not tax-free to the parties involved, such as a taxable acquisition.


Collective action problem

Collective action problem

The difficulty of getting a group to act when members benefit if others act, but incur a net cost if they act themselves.


Further Suggestions

Accomodating transaction
Transaction loan
Transactions costs
Federal intrafund transactions
Intermediate transaction
Structured arbitrage transaction
Forward exchange transaction
COD transaction
Fractional Noise
Spot transaction
Transaction value
Economic contraction
Shared equity transaction
Contraction
Trust fund transaction
Fractional Brownian Motion
Reorg (or Corporate Action or Reorganization)
Reaction function
Contractionary
Intercompany transaction
Reaction curve
Closing transaction
Overreaction hypothesis
Transaction Risk
corporate actions


 
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