Organised securities exchange
Organised securities exchangeA stock exchange where trading of listed securities takes place, such as the New York Stock Exchange. Contrast with 'over the counter trading'.
Securities Exchange of Thailand (SET)Securities Exchange of Thailand (SET)
The only stock market in Thailand, based in Bangkok.
Securities and Exchange CommissionSecurities and Exchange Commission
The US federal agency empowered to regulate US financial markets in order to protect investors. All quoted American companies have to comply with SEC rules and regulations, including the filing of quarterly results statements.
Securities Industry Association (SIA)Securities Industry Association (SIA)
An association of broker-dealers who sell taxable securities, which lobbies the government, records industry trends, and keeps records of broker profits.
Securities & Exchange Commission (SEC)Securities & Exchange Commission (SEC)
A federal agency that regulates the US financial markets. The SEC also oversees the securities industry and promotes full disclosure in order to protect the investing public against malpractice in the securities markets.
Committee on Uniform Securities Identification Procedures (CUSIP)Committee on Uniform Securities Identification Procedures (CUSIP)
Committee that assigns identifying numbers and codes for all securities. These "CUSIP" numbers and symbols are used when recording all buy or sell orders.
Further SuggestionsNational Association of Securities Dealers
Mortgage Backed Securities Clearing Corporation (MBSCC)
European Association of Securities Dealers Automated Quotation (EASDAQ)
Securities and commodities exchanges
Securities Industry Committee on Arbitration (SICA)
Certificate of Accrual on Treasury Securities (CATS)
National Association of Securities Dealers Automatic Quotation System (Nasdaq)
Securities Acts Amendments of 1975
London Securities and Derivatives Exchange
Inflation indexed securities
Principal Exchange Rated Linked Securities (PERLS)
Securities Act of 1933
Securities Industry Automation Corporation
Securities Exchange Act of 1934
Uniform securities agent state law examination