Organised securities exchange

 

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Organised securities exchange

A stock exchange where trading of listed securities takes place, such as the New York Stock Exchange. Contrast with 'over the counter trading'.



Similar Matches

Uniform securities agent state law examination

Uniform securities agent state law examination

A test required in some states for registered representatives who are employees of member firms of the NASD or NASD NASD.


Securities Industry Automation Corporation

Securities Industry Automation Corporation

In the US, SIAC operates the New York and American Stock Exchanges automation and communications systems to support trading, market data reporting, and surveillance activities. SIAC also supports the NSCC's nation-wide clearance and settlement systems and it is the systems processor for industry-wide National Market System components, such as CTS,CQS, and ITS. SIAC is jointly owned by the NYSE and AMEX.


Securities Act of 1933

Securities Act of 1933

First law designed to regulate securities markets, requiring registration of securities and disclosure.


PIK (Payment in kind) securities

PIK (Payment in kind) securities

Highly speculative bonds or preferred stock that pay interest or dividends through additional bonds or preferred stock.


Securities and Investments Board

Securities and Investments Board

A private limited company formerly reporting to the Chancellor of the Exchequer with responsibility for the regulation of the UK investment market in accordance with the Financial Services Act 1986. It was replaced by the Financial Services Authority (FSA) in October 1997.


Further Suggestions

Pass through securities
Securities Exchange Act of 1934
Federal agency securities
Osaka Securities Exchange (OSE)
irredeemable securities
securities
Treasury securities
Insider Trading & Securities Fraud Enforcement Act of 1988 (ITSFEA)
registered securities
Government securities
Securities
European Association of Securities Dealers Automated Quotation (EASDAQ)
Restricted Securities
Book entry securities
Securities and commodities exchanges
Securities Investor Protection Corporation
Securities markets
Commercial Mortgage Backed Securities
Committee on Uniform Securities Identification Procedures (CUSIP)
Public securities offering
National Association of Securities Dealers
Securities and Futures Authority
Debt securities
Securities & Exchange Commission (SEC)
unlisted securities


 
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