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Organised securities exchange |
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Organised securities exchangeA stock exchange where trading of listed securities takes place, such as the New York Stock Exchange. Contrast with 'over the counter trading'.Similar MatchesSecurities and Futures AuthoritySecurities and Futures AuthorityA Self Regulating Organisation (SRO) with responsibility for the regulation of firms engaged in the securities and futures sectors of the financial services market.Companies regulated by the SFA are those engaged in dealing or advising in securities or derivatives including shares, bonds, traded options, corporate finance and futures. A list of authorised firms is published from time to time by the SFA enabling clients to confirm authenticity.All regulatory functions of the SFA have been taken over by the Financial Services Authority as of December 2001. London Securities and Derivatives ExchangeLondon Securities and Derivatives ExchangeAn integrated exchange and clearing house for futures and options derivatives based mainly on the Swedish and Norwegian equity markets. Products include futures and options on the OMX Swedish equity index (the 30 most liquid shares traded on the Stockholm Stock Exchange), the OBX Norwegian equity index (the 25 most traded stocks on the Oslo Stock Exchange), Swedish equity futures and options and Norwegian equity futures and options. United States government securitiesUnited States government securitiesDebt issues of the U.S. government, as distinguished from government-sponsored agency issues. Undigested securitiesUndigested securitiesNewly issued securities that are not purchased because of lack of demand during the initial public offering. Securities and Investments BoardSecurities and Investments BoardA private limited company formerly reporting to the Chancellor of the Exchequer with responsibility for the regulation of the UK investment market in accordance with the Financial Services Act 1986. It was replaced by the Financial Services Authority (FSA) in October 1997. Further Suggestionsregistered securitiesSecurities Industry Committee on Arbitration (SICA) Original Issue Discount securities (OIDS) PIK (Payment in kind) securities Exempt securities US Treasury securities unlisted securities Securities Pass through securities Principal Exchange Rated Linked Securities (PERLS) Securities markets Securities Act of 1933 Insider Trading & Securities Fraud Enforcement Act of 1988 (ITSFEA) National Securities Clearing Corporation (NSCC) defensive securities European Association of Securities Dealers Automated Quotation Long Term Anticipation Securities (LEAPS) Securities and Exchange Commission Manufactured housing securities (MHS) Treasury securities (treasuries) Securities Exchange Act of 1934 Undertakings for Collective Investment in Tradable Securities Gilt edged securities Securities and commodities exchanges agency securities |
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