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Organised securities exchange |
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Organised securities exchangeA stock exchange where trading of listed securities takes place, such as the New York Stock Exchange. Contrast with 'over the counter trading'.Similar MatchesUniform securities agent state law examinationUniform securities agent state law examinationA test required in some states for registered representatives who are employees of member firms of the NASD or NASD NASD. Securities Industry Automation CorporationSecurities Industry Automation CorporationIn the US, SIAC operates the New York and American Stock Exchanges automation and communications systems to support trading, market data reporting, and surveillance activities. SIAC also supports the NSCC's nation-wide clearance and settlement systems and it is the systems processor for industry-wide National Market System components, such as CTS,CQS, and ITS. SIAC is jointly owned by the NYSE and AMEX. Securities Act of 1933Securities Act of 1933First law designed to regulate securities markets, requiring registration of securities and disclosure. PIK (Payment in kind) securitiesPIK (Payment in kind) securitiesHighly speculative bonds or preferred stock that pay interest or dividends through additional bonds or preferred stock. Securities and Investments BoardSecurities and Investments BoardA private limited company formerly reporting to the Chancellor of the Exchequer with responsibility for the regulation of the UK investment market in accordance with the Financial Services Act 1986. It was replaced by the Financial Services Authority (FSA) in October 1997. Further SuggestionsPass through securitiesSecurities Exchange Act of 1934 Federal agency securities Osaka Securities Exchange (OSE) irredeemable securities securities Treasury securities Insider Trading & Securities Fraud Enforcement Act of 1988 (ITSFEA) registered securities Government securities Securities European Association of Securities Dealers Automated Quotation (EASDAQ) Restricted Securities Book entry securities Securities and commodities exchanges Securities Investor Protection Corporation Securities markets Commercial Mortgage Backed Securities Committee on Uniform Securities Identification Procedures (CUSIP) Public securities offering National Association of Securities Dealers Securities and Futures Authority Debt securities Securities & Exchange Commission (SEC) unlisted securities |
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