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Organised securities exchange |
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Organised securities exchangeA stock exchange where trading of listed securities takes place, such as the New York Stock Exchange. Contrast with 'over the counter trading'.Similar MatchesSecurities Exchange of Thailand (SET)Securities Exchange of Thailand (SET)The only stock market in Thailand, based in Bangkok. Securities and Exchange CommissionSecurities and Exchange CommissionThe US federal agency empowered to regulate US financial markets in order to protect investors. All quoted American companies have to comply with SEC rules and regulations, including the filing of quarterly results statements. Securities Industry Association (SIA)Securities Industry Association (SIA)An association of broker-dealers who sell taxable securities, which lobbies the government, records industry trends, and keeps records of broker profits. Securities & Exchange Commission (SEC)Securities & Exchange Commission (SEC)A federal agency that regulates the US financial markets. The SEC also oversees the securities industry and promotes full disclosure in order to protect the investing public against malpractice in the securities markets. Committee on Uniform Securities Identification Procedures (CUSIP)Committee on Uniform Securities Identification Procedures (CUSIP)Committee that assigns identifying numbers and codes for all securities. These "CUSIP" numbers and symbols are used when recording all buy or sell orders. Further SuggestionsNational Association of Securities DealersRestricted Securities Mortgage Backed Securities Clearing Corporation (MBSCC) securities European Association of Securities Dealers Automated Quotation (EASDAQ) Securities and commodities exchanges Securities Industry Committee on Arbitration (SICA) Exempt securities Certificate of Accrual on Treasury Securities (CATS) National Association of Securities Dealers Automatic Quotation System (Nasdaq) defensive securities Distressed securities Securities Acts Amendments of 1975 London Securities and Derivatives Exchange Undigested securities Securities listed securities Inflation indexed securities Principal Exchange Rated Linked Securities (PERLS) unlisted securities Securities Act of 1933 Securities Industry Automation Corporation registered securities Securities Exchange Act of 1934 Uniform securities agent state law examination |
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