Recognised Investment Exchange

 

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Recognised Investment Exchange

An investment exchange which meets the requirements for recognition under the Financial Services Act 1986 and is approved by the Financial Services Authority (FSA).



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Recognised Professional Body

Recognised Professional Body

A body which regulates the practice of a profession such as the Institute of Chartered Accountants, The Law Society, the Institute of Actuaries and the Insurance Brokers' Registration Council.Companies which are members of such bodies may be authorised by their RPB to conduct investment business via powers delegated by the Financial Services Authority (FSA). Those companies may currently conduct investment business up to a limit of 20% of their income from their main practice.


Recognised Clearing House

Recognised Clearing House

A clearing house which meets the requirements for recognition under the Financial Services Act 1986 and is approved by the Financial Services Authority (FSA).




 
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