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Registered company |
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Registered companyA company that is listed with the SEC after submission of a required statement and compliance with disclosure requirements.Registered company Similar MatchesRegistered investment companyRegistered investment companyAn investment firm which is registered with the SEC and complies with certain stated legal requirements. Registered RepresentativeRegistered RepresentativeAlso known as account executive, customers' broker, or similar title. Describes full-time New York Stock Exchange member organisation sales people who have met the NYSE background and industry knowledge requirements. Registered investment adviserRegistered investment adviserSEC-registered individual or firm that substantiates completion of education and work experience in the field, and pays an annual membership fee. Targeted registered offeringsTargeted registered offeringsSecurities issues sold to "targeted" foreign financial institutions according to U.S. Securities and Exchange Commission guidelines. These foreign institutions then maintain a secondary market in the foreign market. Registered equity market makerRegistered equity market makerMember firm of the American Stock Exchange registered as a trader to make stabilizing trades for its own account in particular securities. Further SuggestionsRegistered traderRegistered check Unregistered land Registered competitive market maker Registered bond Registered secondary offering Registered Retirement Savings Plan (RRSP) Registered Competitive Market Maker Registered options trader registered securities Registered representative |
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