Registered equity market maker


 

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Registered equity market maker

Member firm of the American Stock Exchange registered as a trader to make stabilizing trades for its own account in particular securities.



Registered equity market maker

Similar Matches

Registered competitive market maker

Registered competitive market maker

An NASD-registered NASD who acts as a NASD for a designated NASD NASD by buying and selling that NASD to maintain stability.


Registered Competitive Market Maker

Registered Competitive Market Maker

Identifies New York Stock Exchange (NYSE) floor members with a specific NYSE-imposed obligation to enhance the quality of NYSE markets by injecting their own or their firms' capital into difficult market-making situations. At the request of an Exchange official, an RCMM must make a bid or offer that narrows an existing quote spread or improves its depth. An RCMM may also be asked to assist a commission broker or floor broker in executing a customer's otherwise unexecutable order.


Registered representative

Registered representative

A person registered with the CFTC who is employed by and solicits business for a CFTC or CFTC.


Registered options trader

Registered options trader

An American Stock Exchange specialist who monitors a certain group of options to help maintain a fair and orderly market.


Unregistered land

Unregistered land

Land/property not yet held on the database at HM Land Registry.


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registered securities


 
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