Registered investment adviser


 

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Registered investment adviser

SEC-registered individual or firm that substantiates completion of education and work experience in the field, and pays an annual membership fee.



Registered investment adviser

Similar Matches

Registered investment company

Registered investment company

An investment firm which is registered with the SEC and complies with certain stated legal requirements.


Registered competitive market maker

Registered competitive market maker

An NASD-registered NASD who acts as a NASD for a designated NASD NASD by buying and selling that NASD to maintain stability.


Unregistered land

Unregistered land

Land/property not yet held on the database at HM Land Registry.


Registered Retirement Savings Plan (RRSP)

Registered Retirement Savings Plan (RRSP)

Tax-sheltered retirement plan for Canadian citizens, much like an American IRA.


Registered securities

Registered securities

Shares and bonds etc where holders have their names kept in a register maintained by the issuing company.


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Registered Representative
Registered bond
Targeted registered offerings
Registered company
Registered Competitive Market Maker
Registered check
Registered representative
Registered trader
Registered secondary offering
Registered equity market maker
Registered options trader


 
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