|
|
Registered investment adviser |
|
|
|
 Home Site Map Add Term Search About Us Contributors |
Registered investment adviserSEC-registered individual or firm that substantiates completion of education and work experience in the field, and pays an annual membership fee.Registered investment adviser Similar MatchesRegistered traderRegistered traderA member of the exchange who executes frequent trades for his or her own account. Registered investment companyRegistered investment companyAn investment firm which is registered with the SEC and complies with certain stated legal requirements. Registered checkRegistered checkA check issued and guaranteed by a bank for a customer who provides funds for payment of the check. Registered equity market makerRegistered equity market makerMember firm of the American Stock Exchange registered as a trader to make stabilizing trades for its own account in particular securities. Registered companyRegistered companyA company that is listed with the SEC after submission of a required statement and compliance with disclosure requirements. Further SuggestionsTargeted registered offeringsregistered securities Registered representative Registered competitive market maker Registered secondary offering Registered Retirement Savings Plan (RRSP) Registered options trader Registered bond Registered Representative Registered Competitive Market Maker Unregistered land |
|
|
|