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Registered investment adviser |
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Registered investment adviserSEC-registered individual or firm that substantiates completion of education and work experience in the field, and pays an annual membership fee.Registered investment adviser Similar MatchesRegistered Retirement Savings Plan (RRSP)Registered Retirement Savings Plan (RRSP)Tax-sheltered retirement plan for Canadian citizens, much like an American IRA. Registered Competitive Market MakerRegistered Competitive Market MakerIdentifies New York Stock Exchange (NYSE) floor members with a specific NYSE-imposed obligation to enhance the quality of NYSE markets by injecting their own or their firms' capital into difficult market-making situations. At the request of an Exchange official, an RCMM must make a bid or offer that narrows an existing quote spread or improves its depth. An RCMM may also be asked to assist a commission broker or floor broker in executing a customer's otherwise unexecutable order. Registered traderRegistered traderA member of the exchange who executes frequent trades for his or her own account. Registered companyRegistered companyA company that is listed with the SEC after submission of a required statement and compliance with disclosure requirements. Registered securitiesRegistered securitiesShares and bonds etc where holders have their names kept in a register maintained by the issuing company. Further SuggestionsRegistered RepresentativeTargeted registered offerings Registered investment company Registered representative Registered equity market maker Registered bond Registered check Registered competitive market maker Registered options trader Unregistered land Registered secondary offering |
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