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Registered investment company |
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Registered investment companyAn investment firm which is registered with the SEC and complies with certain stated legal requirements.Registered investment company Similar MatchesRegistered bondRegistered bondA bond whose issuer records ownership and interest payments. Differs from a bearer bond, which is traded without record of ownership and whose possession is the only evidence of ownership. Registered Competitive Market MakerRegistered Competitive Market MakerIdentifies New York Stock Exchange (NYSE) floor members with a specific NYSE-imposed obligation to enhance the quality of NYSE markets by injecting their own or their firms' capital into difficult market-making situations. At the request of an Exchange official, an RCMM must make a bid or offer that narrows an existing quote spread or improves its depth. An RCMM may also be asked to assist a commission broker or floor broker in executing a customer's otherwise unexecutable order. Registered competitive market makerRegistered competitive market makerAn NASD-registered NASD who acts as a NASD for a designated NASD NASD by buying and selling that NASD to maintain stability. Registered RepresentativeRegistered RepresentativeAlso known as account executive, customers' broker, or similar title. Describes full-time New York Stock Exchange member organisation sales people who have met the NYSE background and industry knowledge requirements. Registered secondary offeringRegistered secondary offeringA reoffering of a large block of securities, previously publicly issued, by the holder of a large portion of some corporation through an investment firm. Further SuggestionsRegistered checkRegistered company Registered investment adviser Targeted registered offerings Registered equity market maker Registered Retirement Savings Plan (RRSP) registered securities Registered options trader Unregistered land Registered representative Registered trader |
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