|
|
Registered investment company |
|
|
|
 Home Site Map Add Term Search About Us Contributors |
Registered investment companyAn investment firm which is registered with the SEC and complies with certain stated legal requirements.Registered investment company Similar MatchesUnregistered landUnregistered landLand/property not yet held on the database at HM Land Registry. Registered secondary offeringRegistered secondary offeringA reoffering of a large block of securities, previously publicly issued, by the holder of a large portion of some corporation through an investment firm. Targeted registered offeringsTargeted registered offeringsSecurities issues sold to "targeted" foreign financial institutions according to U.S. Securities and Exchange Commission guidelines. These foreign institutions then maintain a secondary market in the foreign market. Registered equity market makerRegistered equity market makerMember firm of the American Stock Exchange registered as a trader to make stabilizing trades for its own account in particular securities. Registered investment adviserRegistered investment adviserSEC-registered individual or firm that substantiates completion of education and work experience in the field, and pays an annual membership fee. Further SuggestionsRegistered Competitive Market MakerRegistered competitive market maker Registered representative Registered check Registered Representative Registered bond Registered trader Registered company registered securities Registered Retirement Savings Plan (RRSP) Registered options trader |
|
|
|