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Registered securities |
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Registered securitiesShares and bonds etc where holders have their names kept in a register maintained by the issuing company.Similar MatchesRegistered investment adviserRegistered investment adviserSEC-registered individual or firm that substantiates completion of education and work experience in the field, and pays an annual membership fee. Registered Competitive Market MakerRegistered Competitive Market MakerIdentifies New York Stock Exchange (NYSE) floor members with a specific NYSE-imposed obligation to enhance the quality of NYSE markets by injecting their own or their firms' capital into difficult market-making situations. At the request of an Exchange official, an RCMM must make a bid or offer that narrows an existing quote spread or improves its depth. An RCMM may also be asked to assist a commission broker or floor broker in executing a customer's otherwise unexecutable order. Registered equity market makerRegistered equity market makerMember firm of the American Stock Exchange registered as a trader to make stabilizing trades for its own account in particular securities. Registered representativeRegistered representativeA person registered with the CFTC who is employed by and solicits business for a CFTC or CFTC. Registered companyRegistered companyA company that is listed with the SEC after submission of a required statement and compliance with disclosure requirements. Further SuggestionsRegistered traderRegistered Retirement Savings Plan (RRSP) Registered bond Targeted registered offerings Registered Representative Registered competitive market maker Registered options trader Registered investment company Registered secondary offering Unregistered land Registered check |
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