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Registered securities |
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Registered securitiesShares and bonds etc where holders have their names kept in a register maintained by the issuing company.Similar MatchesRegistered Competitive Market MakerRegistered Competitive Market MakerIdentifies New York Stock Exchange (NYSE) floor members with a specific NYSE-imposed obligation to enhance the quality of NYSE markets by injecting their own or their firms' capital into difficult market-making situations. At the request of an Exchange official, an RCMM must make a bid or offer that narrows an existing quote spread or improves its depth. An RCMM may also be asked to assist a commission broker or floor broker in executing a customer's otherwise unexecutable order. Registered bondRegistered bondA bond whose issuer records ownership and interest payments. Differs from a bearer bond, which is traded without record of ownership and whose possession is the only evidence of ownership. Registered secondary offeringRegistered secondary offeringA reoffering of a large block of securities, previously publicly issued, by the holder of a large portion of some corporation through an investment firm. Registered investment companyRegistered investment companyAn investment firm which is registered with the SEC and complies with certain stated legal requirements. Targeted registered offeringsTargeted registered offeringsSecurities issues sold to "targeted" foreign financial institutions according to U.S. Securities and Exchange Commission guidelines. These foreign institutions then maintain a secondary market in the foreign market. Further SuggestionsRegistered representativeRegistered equity market maker Registered company Registered investment adviser Registered options trader Registered competitive market maker Registered Retirement Savings Plan (RRSP) Registered trader Unregistered land Registered Representative Registered check |
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