Regulation D


 

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Regulation D

There are two Regulation Ds. First, it refers to the exemption from the Securities Act of 1933 for Private Placements. These placements are exempt from registration and prospectus delivery requirements. Second, it refers to a Federal Reserve Board regulation that currently requires member banks to hold reserves against their net borrowings from foreign offices of other banks over a 28-day averaging period. Regulation D has been merged with Regulation M.



Regulation D

Similar Matches

Regulation G

Regulation G

Federal Reserve Board regulation of lenders other than commercial banks, brokers, or dealers that provide credit for the purchase of or carrying of securities. This regulation was discontinued by a 1998 amendment.


Regulation T

Regulation T

Federal Reserve Board regulation that deals with granting credit to customers by securities brokers, dealers, and exchange member as far as initial margin requirements and securities that are covered under the rules.


Regulation U

Regulation U

In the US, this refers to the federal regulation governing the amount of credit that may be advanced by a bank to its customers for the purchase of listed share.


Regulation FD (fair disclosure)

Regulation FD (fair disclosure)

U.S. SEC regulation whose purpose is to ensure that select groups of investors are not privy to firm-specific information before other investors. Executives are not allowed to reveal nonpublic information during their communications with analysts and select shareholders. If information is inadvertently released, they must take steps to broaden the dissemination of the information within 24 hours of discovering the disclosure.


Regulation Q

Regulation Q

Federal Reserve Board regulation imposing caps on the rates that banks may pay on savings and time deposits. Currently time deposits with a denomination of $100,000 or more are exempt from Reg Q.


Further Suggestions

Mixing regulation
Regulations
Bank regulation
Regulation T Calls
Depository Institutions Deregulation and Monetary Control Act
Regulation U
Regulation M
Sanitary and phytosanitary regulations
Technical regulation
Regulation A
Deregulation
Regulation T


 
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