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Regulatory pricing risk |
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Regulatory pricing riskRisk that arises when insurance companies are subject to regulation of the premium rates that can they charge.Regulatory pricing risk Similar MatchesRegulatory accounting procedures (RAP)Regulatory accounting procedures (RAP)Accounting principles required by the FHLB that allow S&Ls to elect annually to defer gains and losses on the sale of assets and amortize these deferrals over the average life of the asset sold. Financial Intermediaries Managers and Brokers Regulatory AssociationFinancial Intermediaries Managers and Brokers Regulatory AssociationThe self regulating organisation originally responsible for governing financial advisers. Became part of the PIA in 1994. Self Regulatory OrganisationSelf Regulatory OrganisationFollowing the Financial Services Act 1986, SROs were set up to regulate companies dealing in investment business with the objective of investor protection. There are currently three SROs, the Securities and Futures Authority (SFA), the Personal Investment Authority (PIA) and the Investment Management Regulatory Organisation (IMRO) which report to the Financial Services Authority (FSA).All regulatory functions of SROs were taken over by the Financial Services Authority as of December 2001. Regulatory PyramidRegulatory PyramidA network of safeguards that surrounds the US securities industry - from individual brokerages all the way up to the US Congress. Regulatory surplusRegulatory surplusThe surplus as measured using regulatory accounting principles (RAP), which may allow the nonmarket valuation of assets or liabilities and which may be materially different from economic surplus. Further SuggestionsRegulatory News ServiceInvestment Management Regulatory Organisation Self regulatory organization (SRO) Occupational Pensions Regulatory Authority |
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