Restricted Securities

 

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Restricted Securities

The term used under Rule 144 for securities issued privately by the company, without the benefit of a registration statement. Restricted securities are subject to a holding period before they can be sold under Rule 144.



Restricted Securities

Similar Matches

Restricted stock

Restricted stock

Stock that must be traded in compliance with special SEC regulations concerning its purchase and resale. These restrictions generally result from affiliate ownership, M&A activity, and underwriting activity.


Restricted trade

Restricted trade

Trade that is restrained in some fashion by tariffs, transport costs, or NTBs.


Performance Accelerated Restricted Stock Award Plans (PARSAPs)

Performance Accelerated Restricted Stock Award Plans (PARSAPs)

Also known as performance-accelerated restricted stock ("PARS") and time-accelerated restricted stock award plans ("TARSAPs"). Grants of restricted stock or restricted stock units which may vest early upon attainment of specified performance objectives. Otherwise, a time-vesting schedule would remain in effect.


Restricted account

Restricted account

A margin account without enough equity to meet the initial margin requirement that is restricted from any purchases until the requirement is fulfilled.


Restricted surplus

Restricted surplus

A portion of retained earnings not allowed by law to be used for the payment of dividends.


Further Suggestions

Restricted Stock Award
Restricted


 
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