Retail investors

 

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Retail investors

Small individual investors who commit capital for their personal account rather than on behalf of another company.



Retail investors

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Investors service bureau

Investors service bureau

NYSE service that deals with all general inquiries concerning NYSE NYSE.


National Association of Investors Corporation

National Association of Investors Corporation

A non-profit, tax exempt organisation located in Michigan, US, whose membership consists of investment clubs and individual investors. NAIC was founded in 1951 with a mission to provide a program of sound investment information, education and support for investors.


American Association of Individual Investors

American Association of Individual Investors

An association based in Chicago whose purpose is to provide information and education regarding stocks, mutual funds and bonds etc to individual investors.


Investors Compensation Scheme

Investors Compensation Scheme

A compensation scheme for investors with operating rules set by the Financial Services Authority (FSA). This scheme was replaced by the Financial Services Compensation Scheme (FSCS) in December 2001.The FSCS may be able to assist private investors if the firm with whom an investment was made is fully authorised and has gone into default and cannot pay out claims. No compensation can be sought when investment values decrease as a result of market trends or inflation. The maximum amount claimable under the FSCS is £48,000 which comprises the first £30,000 in full and 90% of the next £20,000. Note: An authorised firm must have satisfied the FSA that it is 'fit and proper' to conduct investment business. A list of authorised firms, known as the Central Register is maintained by the FSA. However members of Recognised Professional Bodies (RPBs) such as solicitors are not included in the ICS and operate their own compensation arrangements.


National Association of Investors Corporation

National Association of Investors Corporation

A Michigan-based association that helps groups establish investment clubs.


Further Suggestions

Moodys investors service
American Association of Individual Investors (AAII)


 
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