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Securities Act of 1933 |
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Securities Act of 1933First law designed to regulate securities markets, requiring registration of securities and disclosure.Securities Act of 1933 Similar MatchesDistressed securitiesDistressed securitiesA security of a firm that has declared or is about to declare bankruptcy. In the context of hedge funds, a style of management that focuses on securities of companies that have declared bankruptcy and may be undergoing reorganization. Investment holdings can include bonds as well as stock in these firms. Stripped mortgage backed securities (SMBS)Stripped mortgage backed securities (SMBS)Securities that redistribute the cash flows from the underlying generic MBS collateral into the principal and interest components of the MBS to enhance their attractiveness to different groups of investors. Securities and Futures AuthoritySecurities and Futures AuthorityA Self Regulating Organisation (SRO) with responsibility for the regulation of firms engaged in the securities and futures sectors of the financial services market.Companies regulated by the SFA are those engaged in dealing or advising in securities or derivatives including shares, bonds, traded options, corporate finance and futures. A list of authorised firms is published from time to time by the SFA enabling clients to confirm authenticity.All regulatory functions of the SFA have been taken over by the Financial Services Authority as of December 2001. Long Term Anticipation Securities (LEAPS)Long Term Anticipation Securities (LEAPS)Long-term options. PIK (Payment in kind) securitiesPIK (Payment in kind) securitiesHighly speculative bonds or preferred stock that pay interest or dividends through additional bonds or preferred stock. Further Suggestionssecuritiesdefensive securities Mortgage Backed Securities Clearing Corporation (MBSCC) National Securities Clearing Corporation listed securities Restricted Securities Universe of securities agency securities Fixed income securities organised securities exchange Inflation indexed securities irredeemable securities Securities Masterfile Uniform securities agent state law examination unlisted securities market Securities Industry Automation Corporation Treasury securities Public Securities Administration (PSA) Securities Exchange of Thailand (SET) Government securities European Association of Securities Dealers Automated Quotation London Securities and Derivatives Exchange Undigested securities Book entry securities Commercial Mortgage Backed Securities |
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