![]() |
Securities Act of 1933 |
|
![]() ![]() ![]() ![]() ![]() ![]() ![]() ![]() ![]() ![]() ![]() ![]() |
Securities Act of 1933First law designed to regulate securities markets, requiring registration of securities and disclosure.Securities Act of 1933 Similar MatchesSecurities Industry Automation CorporationSecurities Industry Automation CorporationIn the US, SIAC operates the New York and American Stock Exchanges automation and communications systems to support trading, market data reporting, and surveillance activities. SIAC also supports the NSCC's nation-wide clearance and settlement systems and it is the systems processor for industry-wide National Market System components, such as CTS,CQS, and ITS. SIAC is jointly owned by the NYSE and AMEX. Securities Exchange Act of 1934Securities Exchange Act of 1934Legislation that created the SEC, outlawing dishonest practices in the SEC of SEC. Securities Industry Committee on Arbitration (SICA)Securities Industry Committee on Arbitration (SICA)A private group that provides mediation services in case of customer complaints against securities firms. International Securities Identification NumberInternational Securities Identification NumberInternational code for a listed security. Debt securitiesDebt securitiesIOUs created through loan-type transactions-commercial paper, bank CDs, bills, bonds, and other instruments. Further SuggestionsPIK (Payment in kind) securitiesagency securities Principal Exchange Rated Linked Securities (PERLS) Securities Masterfile FT Government Securities Securities and Futures Authority Treasury securities (treasuries) fixed income securities Securities and commodities exchanges Public Securities Administration (PSA) margin securities Lehman Brothers Mortgage Backed Securities Index Public securities offering Uniform securities agent state law examination United States government securities Project loan securities Securities Exchange of Thailand (SET) Undertakings for Collective Investment in Tradable Securities Discount securities Securities and Exchange Commission Securities and Investments Board defensive securities Securities Acts Amendments of 1975 Securities US Treasury securities |
|