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Securities and Exchange Commission |
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Securities and Exchange CommissionThe US federal agency empowered to regulate US financial markets in order to protect investors. All quoted American companies have to comply with SEC rules and regulations, including the filing of quarterly results statements.Similar MatchesIrredeemable securitiesIrredeemable securitiesSecurities, such as some debentures (perpetual debentures) and certain government loan stock (Consols) which do not have a redemption date that is there is no date specified for repayment of capital. Long Term Anticipation Securities (LEAPS)Long Term Anticipation Securities (LEAPS)Long-term options. European Association of Securities Dealers Automated QuotationEuropean Association of Securities Dealers Automated QuotationEASDAQ was set up in 1996 as a pan-European stock market for technology and growth stocks. It now has about 60 companies listed with an average market capitalisation of £350m.UK investors can buy shares in companies listed on EASDAQ through a registered European broker. They are listed on the EASDAQ website - http://www.easdaq.com. Project loan securitiesProject loan securitiesSecurities backed by a variety of FHA-insured loans-primarily multifamily apartment buildings, hospitals, and nursing homes. Exempt securitiesExempt securitiesInstruments exempt from the registration requirements of the Securities Act of 1933 or the margin requirements of the SEC Act of 1934. Such securities include government bonds, agencies, munis, commercial paper, and private placements. Further SuggestionsOriginal Issue Discount securities (OIDS)United States government securities Book entry securities Discount securities Securities and Futures Authority Mortgage Backed Securities Clearing Corporation (MBSCC) Securities and commodities exchanges defensive securities Lehman Brothers Mortgage Backed Securities Index unlisted securities market Securities Act of 1933 Fixed income securities London Securities and Derivatives Exchange National Association of Securities Dealers Japanese Association of Securities Dealers Automated Quotation System (Jasdaq) Gilt edged securities Securities and Investments Board US Treasury securities Commercial Mortgage Backed Securities Uniform securities agent state law examination Insider Trading & Securities Fraud Enforcement Act of 1988 (ITSFEA) Restricted Securities margin securities Treasury securities Public securities offering |
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