Securities and Exchange Commission

 

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Securities and Exchange Commission

The US federal agency empowered to regulate US financial markets in order to protect investors. All quoted American companies have to comply with SEC rules and regulations, including the filing of quarterly results statements.



Similar Matches

Irredeemable securities

Irredeemable securities

Securities, such as some debentures (perpetual debentures) and certain government loan stock (Consols) which do not have a redemption date that is there is no date specified for repayment of capital.


Long Term Anticipation Securities (LEAPS)

Long Term Anticipation Securities (LEAPS)

Long-term options.


European Association of Securities Dealers Automated Quotation

European Association of Securities Dealers Automated Quotation

EASDAQ was set up in 1996 as a pan-European stock market for technology and growth stocks. It now has about 60 companies listed with an average market capitalisation of £350m.UK investors can buy shares in companies listed on EASDAQ through a registered European broker. They are listed on the EASDAQ website - http://www.easdaq.com.


Project loan securities

Project loan securities

Securities backed by a variety of FHA-insured loans-primarily multifamily apartment buildings, hospitals, and nursing homes.


Exempt securities

Exempt securities

Instruments exempt from the registration requirements of the Securities Act of 1933 or the margin requirements of the SEC Act of 1934. Such securities include government bonds, agencies, munis, commercial paper, and private placements.


Further Suggestions

Original Issue Discount securities (OIDS)
United States government securities
Book entry securities
Discount securities
Securities and Futures Authority
Mortgage Backed Securities Clearing Corporation (MBSCC)
Securities and commodities exchanges
defensive securities
Lehman Brothers Mortgage Backed Securities Index
unlisted securities market
Securities Act of 1933
Fixed income securities
London Securities and Derivatives Exchange
National Association of Securities Dealers
Japanese Association of Securities Dealers Automated Quotation System (Jasdaq)
Gilt edged securities
Securities and Investments Board
US Treasury securities
Commercial Mortgage Backed Securities
Uniform securities agent state law examination
Insider Trading & Securities Fraud Enforcement Act of 1988 (ITSFEA)
Restricted Securities
margin securities
Treasury securities
Public securities offering


 
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