Securities and Exchange Commission


 

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Securities and Exchange Commission

The US federal agency empowered to regulate US financial markets in order to protect investors. All quoted American companies have to comply with SEC rules and regulations, including the filing of quarterly results statements.



Similar Matches

Agency securities

Agency securities

In the US, these are securities issued by federal government agencies.


Discount securities

Discount securities

Non-interest-bearing money market instruments that are issued at a discount and redeemed at maturity for full face value, e.g., US Treasury bills.


Agency securities

Agency securities

Securities issued by federally related institutions and U.S. government-sponsored entities. Such agencies were created to reduce borrowing costs for certain sectors of the economy, such as agriculture.


Securities Masterfile

Securities Masterfile

Provides up-to-date information on securities traded on UK and international markets (from the London Stock Exchange).


Securities and Exchange Commission Rules

Securities and Exchange Commission Rules

Rules enacted by the SEC to assist in the regulation of US financial SEC.


Further Suggestions

margin securities
Stripped mortgage backed securities (SMBS)
irredeemable securities
National Association of Securities Dealers Automatic Quotation System (Nasdaq)
Mortgage Backed Securities Clearing Corporation (MBSCC)
Securities Industry Association
organised securities exchange
Debt securities
Lehman Brothers Mortgage Backed Securities Index
unlisted securities
Securities markets
Securities
National Securities Clearing Corporation (NSCC)
London Securities and Derivatives Exchange
National Securities Clearing Corporation
Insider Trading & Securities Fraud Enforcement Act of 1988 (ITSFEA)
Long Term Anticipation Securities (LEAPS)
International Organization of Securities Commissioners
FT Government Securities
US Treasury securities
Securities Industry Committee on Arbitration (SICA)
Securities Industry Automation Corporation
Public securities offering
Securities Exchange Act of 1934
Distressed securities


 
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