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Securities Exchange Act of 1934 |
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Securities Exchange Act of 1934Legislation that created the SEC, outlawing dishonest practices in the SEC of SEC.Securities Exchange Act of 1934 Similar MatchesInternational Organization of Securities CommissionersInternational Organization of Securities CommissionersIn the US, this organisation encourages co-operative policies on market regulation, surveillance, and enforcement at the domestic and international levels in order to maintain just and efficient securities markets. SecuritiesSecuritiesPaper certificates (definitive securities) or electronic records (book-entry securities) evidencing ownership of equity (stocks) or debt obligations (bonds). National Securities Clearing Corporation (NSCC)National Securities Clearing Corporation (NSCC)A clearing corporation that facilitates the settlement of accounts among brokerage firms, exchanges, and other clearing corporations. Securities and Investments BoardSecurities and Investments BoardA private limited company formerly reporting to the Chancellor of the Exchequer with responsibility for the regulation of the UK investment market in accordance with the Financial Services Act 1986. It was replaced by the Financial Services Authority (FSA) in October 1997. Universe of securitiesUniverse of securitiesA group of stocks having a common feature, such as similar outstanding market capitalization or same product line. Further SuggestionsSecurities and Exchange Commission RulesNational Association of Securities Dealers Automatic Quotation System (Nasdaq) Securities Industry Committee on Arbitration (SICA) Securities Industry Automation Corporation Distressed securities listed securities Principal Exchange Rated Linked Securities (PERLS) Securities markets irredeemable securities Agency securities Gilt edged securities Undigested securities National Association of Securities Dealers European Association of Securities Dealers Automated Quotation (EASDAQ) Securities and commodities exchanges Japanese Association of Securities Dealers Automated Quotation System (Jasdaq) Long Term Anticipation Securities (LEAPS) fixed income securities FT Government Securities International Securities Identification Number agency securities organised securities exchange Securities Exchange of Thailand (SET) Securities & Exchange Commission (SEC) Stripped mortgage backed securities (SMBS) |
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