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Securities |
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SecuritiesStocks, bonds, and other tradable financial assets.SecuritiesPaper certificates (definitive securities) or electronic records (book-entry securities) evidencing ownership of equity (stocks) or debt obligations (bonds).Securities Similar MatchesNational Association of Securities Dealers Automatic Quotation System (Nasdaq)National Association of Securities Dealers Automatic Quotation System (Nasdaq)An electronic quotation system that provides price quotations to market participants about the more actively traded common stock issues in the OTC market. About 4000 common stock issues are included in the Nasdaq system. Public securities offeringPublic securities offeringA securities issue placed with the public through an investment or commercial bank. Securities Acts Amendments of 1975Securities Acts Amendments of 1975Legislation to encourage the establishment of a national market system together with a system for nationwide clearing and settlement of securities transactions. PIK (Payment in kind) securitiesPIK (Payment in kind) securitiesHighly speculative bonds or preferred stock that pay interest or dividends through additional bonds or preferred stock. Restricted SecuritiesRestricted SecuritiesThe term used under Rule 144 for securities issued privately by the company, without the benefit of a registration statement. Restricted securities are subject to a holding period before they can be sold under Rule 144. Further Suggestionslisted securitiesunlisted securities registered securities Securities Exchange Act of 1934 Project loan securities Securities Industry Committee on Arbitration (SICA) Stripped mortgage backed securities (SMBS) Insider Trading & Securities Fraud Enforcement Act of 1988 (ITSFEA) Marketable securities Committee on Uniform Securities Identification Procedures (CUSIP) Securities and Futures Authority Securities Industry Association Inflation indexed securities unlisted securities market Osaka Securities Exchange (OSE) Japanese Association of Securities Dealers Automated Quotation System (Jasdaq) Government securities National Securities Clearing Corporation European Association of Securities Dealers Automated Quotation (EASDAQ) Securities Act of 1933 Securities Industry Association (SIA) International Securities Identification Number Treasury securities (treasuries) Securities and Investments Board Uniform securities agent state law examination |
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