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Split commission |
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Split commissionA commission shared between a broker and a financial adviser or other professional who brought the customer to the broker.Split commission Similar MatchesSecurities & Exchange Commission (SEC)Securities & Exchange Commission (SEC)A federal agency that regulates the US financial markets. The SEC also oversees the securities industry and promotes full disclosure in order to protect the investing public against malpractice in the securities markets. Securities and Exchange Commission RulesSecurities and Exchange Commission RulesRules enacted by the SEC to assist in the regulation of US financial SEC. International Organization of Securities CommissionersInternational Organization of Securities CommissionersIn the US, this organisation encourages co-operative policies on market regulation, surveillance, and enforcement at the domestic and international levels in order to maintain just and efficient securities markets. Underwriting CommissionUnderwriting CommissionThe fee investment bankers charge for underwriting a security issue. Futures Commission MerchantFutures Commission MerchantIn the US, an individual or organisation accepting orders to buy or sell futures contracts or futures options, and accepting payment for his services. FCMs must be registered with the CFTC and the NFA. Further SuggestionsCommission brokerFee and commission compensation commission house Commodity Futures Trading Commission Commission Futures commission merchant (FCM) Commission Commission house Commodity Futures Trading Commission (CFTC) commission Securities and Exchange Commission indemnity commission Federal Maritime Commission (FMC) |
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