Split commission


 

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Split commission

A commission shared between a broker and a financial adviser or other professional who brought the customer to the broker.



Split commission

Similar Matches

Securities and Exchange Commission

Securities and Exchange Commission

The US federal agency empowered to regulate US financial markets in order to protect investors. All quoted American companies have to comply with SEC rules and regulations, including the filing of quarterly results statements.


Federal Maritime Commission (FMC)

Federal Maritime Commission (FMC)

A U.S. government agency that regulates and administers the shipping industry. This agency also grants freight forwarder licenses.


Commodity Futures Trading Commission (CFTC)

Commodity Futures Trading Commission (CFTC)

An agency created by the US Congress in 1974 to regulate exchange trading in futures.


Futures commission merchant (FCM)

Futures commission merchant (FCM)

A firm or person engaged in soliciting or accepting and handling orders for the purchase or sale of futures contracts, subject to the rules of a futures exchange and, who, in connection with such solicitation or acceptance of orders, accepts any money or securities to provide margin for any resulting trades or contracts. The FCM must be licensed by the CFTC. Related: Commission house, omnibus account.


Commission house

Commission house

Another term used to describe brokerage firms because they earn their living by charging commissions.


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Commodity Futures Trading Commission


 
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