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Split commission |
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Split commissionA commission shared between a broker and a financial adviser or other professional who brought the customer to the broker.Split commission Similar MatchesSecurities and Exchange CommissionSecurities and Exchange CommissionThe US federal agency empowered to regulate US financial markets in order to protect investors. All quoted American companies have to comply with SEC rules and regulations, including the filing of quarterly results statements. Federal Maritime Commission (FMC)Federal Maritime Commission (FMC)A U.S. government agency that regulates and administers the shipping industry. This agency also grants freight forwarder licenses. Commodity Futures Trading Commission (CFTC)Commodity Futures Trading Commission (CFTC)An agency created by the US Congress in 1974 to regulate exchange trading in futures. Futures commission merchant (FCM)Futures commission merchant (FCM)A firm or person engaged in soliciting or accepting and handling orders for the purchase or sale of futures contracts, subject to the rules of a futures exchange and, who, in connection with such solicitation or acceptance of orders, accepts any money or securities to provide margin for any resulting trades or contracts. The FCM must be licensed by the CFTC. Related: Commission house, omnibus account. Commission houseCommission houseAnother term used to describe brokerage firms because they earn their living by charging commissions. Further SuggestionsCommissionindemnity commission Futures Commission Merchant Securities & Exchange Commission (SEC) Underwriting Commission Securities and Exchange Commission Rules commission Commission house Commission Fee and commission compensation Commission broker International Organization of Securities Commissioners Commodity Futures Trading Commission |
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