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Split commission |
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Split commissionA commission shared between a broker and a financial adviser or other professional who brought the customer to the broker.Split commission Similar MatchesCommodity Futures Trading Commission (CFTC)Commodity Futures Trading Commission (CFTC)An agency created by the US Congress in 1974 to regulate exchange trading in futures. Futures Commission MerchantFutures Commission MerchantIn the US, an individual or organisation accepting orders to buy or sell futures contracts or futures options, and accepting payment for his services. FCMs must be registered with the CFTC and the NFA. Federal Maritime Commission (FMC)Federal Maritime Commission (FMC)A U.S. government agency that regulates and administers the shipping industry. This agency also grants freight forwarder licenses. Commission brokerCommission brokerA broker on the floor of an exchange who acts as agent for a particular brokerage house and buys and sells stocks for the brokerage house on a commission basis. International Organization of Securities CommissionersInternational Organization of Securities CommissionersIn the US, this organisation encourages co-operative policies on market regulation, surveillance, and enforcement at the domestic and international levels in order to maintain just and efficient securities markets. Further SuggestionsFee and commission compensationFutures commission merchant (FCM) Commission Securities & Exchange Commission (SEC) commission house Underwriting Commission Securities and Exchange Commission Commodity Futures Trading Commission Commission commission Commission house Securities and Exchange Commission Rules indemnity commission |
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