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Stock exchangesFormal organizations, approved and regulated by the Securities and Exchange Commission (SEC), that are made up of members who use the facilities to exchange certain Securities and Exchange Commission (SEC). The two major national Securities and Exchange Commission (SEC) are the Securities and Exchange Commission (SEC) and the Securities and Exchange Commission (SEC). Five Securities and Exchange Commission (SEC) include the Midwest, Pacific, Philadelphia, Boston, and Cincinnati. The Arizona Stock Exchange is an after-hours electronic marketplace where anonymous participants Securities and Exchange Commission (SEC) stocks via personal computers.Stock exchanges Similar MatchesSecurities and commodities exchangesSecurities and commodities exchangesExchanges on which securities, options, and futures contracts are traded by members for their own accounts and for the accounts of customers. Helsinki Exchanges (HEX)Helsinki Exchanges (HEX)The Helsinki Exchanges (HEX Ltd., Helsinki Securities and Derivatives Exchange and Clearing House) was formed at the beginning of 1998 following the merger of the Helsinki Stock Exchange Ltd. and SOM Ltd., the Securities and Derivatives Exchange, and the Clearing House. Surveillance department of exchangesSurveillance department of exchangesA department that monitors trading activity on an exchange in order to identify any unusual activity that may indicate illegal practices. Regional stock exchangesRegional stock exchangesOrganized national securities exchanges located outside of New York City and registered with the SEC They include: the Boston, Cincinnati, Intermountain (Salt Lake City-dormant, owned by COMEX), Midwest (Chicago), Pacific (Los Angeles and San Francisco), Philadelphia (Philadelphia and Miami), and Spokane (local mining and Canadian issues, non-reporting trades) SEC. |
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