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Ten Day Rule |
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Ten Day RuleThe New York Stock Exchange rule permitting member firms (brokers) to vote in favor of management ten days or less before the meeting, provided that the member firm mailed proxy material to beneficial owners at least 15 business days before the meeting. The rule allows many shares to be voted, which would otherwise not be, to reach a quorum, approve the choice of directors and auditors and handle other routine matters. This rule does not apply to banks, their nominees or their depository positions, nor to non-routine proposals such as approval for the corporation to issue more shares.Ten Day Rule Similar MatchesNine bond ruleNine bond ruleAn NYSE rule requiring that NYSE for nine NYSE or fewer stay on the floor for one hour to seek a NYSE. Rule of 72Rule of 72A formula used to determine the amount of time it will take for invested money to double at a given compound interest rate, which is 72 divided by the interest rate. Rule 144Rule 144Restricts solicitation of buyers to complete the sell order of an insider (unless the firm is already a buyer); signified by a flashing "E" on Quotron. Five percent ruleFive percent ruleA rule of the National Association of Securities Dealers providing ethical guidelines for spreads created by market makers and commissions charged by brokers. Rule of lawRule of lawA legal system in which rules are clear, well-understood, and fairly enforced, including property rights and enforcement of contracts. Further Suggestionsthe rule of twentyShort sale rule Prudent man rule One share one vote rule Quote rule Allocation of income rules Thirty day wash rule listing rules prudent man rule rule of 72 Uptick rule rule of 113 Rules of origin Rule of Absolute Priority Suitability rules Rules of fair practice Income exclusion rule 48 hour rule Rule 14 d 20% cushion rule Specificity rule Rule 144a Discounted payback period rule Rule lOb 5 Three steps and a stumble rule |
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