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Unlisted securities |
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Unlisted securitiesShares (usually in small companies) which are not listed on a Recognised Investment Exchange. A limited number of unlisted securities have traded since 1980 on the unlisted securities market (USM) which however closed at the end of 1996. The USM was replaced by the alternative investment market (AIM).Similar MatchesMargin securitiesMargin securitiesSecurities which may be bought or sold on margin. In the USA, an approved list of margin securities is published by the Federal Reserve Board. Securities Industry Committee on Arbitration (SICA)Securities Industry Committee on Arbitration (SICA)A private group that provides mediation services in case of customer complaints against securities firms. Book entry securitiesBook entry securitiesSystem in which securities are not represented by paper securities but are maintained in computerized records at the securities in the names of member banks, which in turn keep computer records of the securities they own as well as those they are holding for customers. In the case of other securities where a securities has developed, certificates reside in a central securities or by another securities. These securities do not move from holder to holder. Securities Exchange of Thailand (SET)Securities Exchange of Thailand (SET)The only stock market in Thailand, based in Bangkok. Exempt securitiesExempt securitiesInstruments exempt from the registration requirements of the Securities Act of 1933 or the margin requirements of the SEC Act of 1934. Such securities include government bonds, agencies, munis, commercial paper, and private placements. Further SuggestionsSecurities and Exchange CommissionStripped mortgage backed securities (SMBS) Securities and commodities exchanges Securities and Investments Board United States government securities Universe of securities Securities Investor Protection Corporation Marketable securities European Association of Securities Dealers Automated Quotation (EASDAQ) Restricted Securities listed securities International Securities Identification Number Pass through securities US Treasury securities agency securities Long Term Anticipation Securities (LEAPS) Securities and Exchange Commission Rules Treasury securities (treasuries) Inflation indexed securities National Association of Securities Dealers Automatic Quotation System (Nasdaq) Mortgage Backed Securities Clearing Corporation (MBSCC) Japanese Association of Securities Dealers Automated Quotation System (Jasdaq) Certificate of Accrual on Treasury Securities (CATS) Fixed income securities FT Government Securities |
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